Financial Services Reinvented

For Tax Professionals, Financial Advisors and their Clients

 

WHO WE ARE

We’re proud to have helped more than 4,500 Advisors provide advice with respect to over $37 billion in assets for individuals, families and small businesses in all 50 states.1

Since 1983, HD Vest Financial Services® has supported an independent network of tax professionals and advisors who provide comprehensive financial solutions through the various subsidiaries of HD Vest, including securities, insurance, money management services, and banking solutions. Although HD Vest does not provide tax advice, most of the Advisors who affiliate with us are tax and accounting professionals who have long-term relationships and in-depth knowledge of their clients’ financial picture. President & CEO Roger Ochs continues to deliver the HD Vest ideal of providing innovative solutions and the latest tools and technology to help HD Vest Advisors meet the needs of their clients now and into the future.

Learn more about the HD Vest story

 

WHAT WE DO

HD Vest creates opportunities for tax professionals and independent financial advisors to build and expand successful financial services practices that serve a growing need among investors seeking a holistic approach to wealth management. Our commitment is grounded on providing HD Vest Advisors with exemplary service, enabling them to provide more Americans than ever before with quality investment and financial planning solutions.*

 

HOW WE DO IT

HD Vest maintains an industry-leading broker/dealer and Registered Investment Adviser (RIA). HD Vest’s approximately 4,500 affiliates include independent CPAs, Enrolled Agents, tax practitioners and financial advisors who strive to be the ethical advisors their clients can count on for customized investment solutions. And since we’re only successful when our Advisors are, we focus on delivering the best support, training, technology, and solutions in the industry — all structured to meet the needs of our Advisors.

 

WORKING WITH HD VEST

Ranked as one of the top 20 broker/dealer firms2 – we know what it takes to make your practice really flourish. For more than 30 years, we have provided Advisors with a revolutionary model to reinvent their practices and generate greater results.

Discover the advantage of partnering with a firm whose family culture is committed to you.

* Subject to appropriate licensing, HD Vest offers different types of accounts and levels of service that can have important implications in terms of the legal rights and responsibilities that attach to your relationship with HD Vest. Unless you have separately contracted for investment advisory or financial planning services, any analysis performed is not an investment advisory account or a comprehensive review of all of your financial needs in connection with a financial plan. Not all HD Vest Advisors are licensed to offer all products or services, including investment advisory or financial planning services. For additional information, ask your Advisor or contact us toll-free at (888) 438-3781.

 

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1As of January 1, 2015.
2 Investment Advisor 2014 Broker-Dealer Reference Guide, which measured/ranked the top 25 independent broker-dealers by annual revenue.