Our family culture forms the foundation of the success we enjoy today as one of America’s leading broker/dealers and Registered Investment Advisors (RIA). The HD Vest leadership team brings deep knowledge, understanding and genuine enthusiasm to delivering on what matters most to our Advisors and their clients. We remain committed to a culture built on independence, integrity, professionalism and support for the Advisors, clients and team members that comprise the HD Vest family.

Learn more about HD Vest’s executive team.


Bob Oros

Chief Executive Officer
Joined HD Vest in February 2017

David Peavler

General  Counsel
Joined HD Vest in May 2017

Mark Helliker

Interim Chief Operations and Service Officer
Joined HD Vest in August 2017

Tim Stewart, CFP®

Head of Business Development
Joined HD Vest in March 2006

Scott Rawlins, CFP®

President and Managing Director, Sales
Joined HD Vest in February 1997

Casey Griffin

Chief Compliance Officer
Joined HD Vest in August 1998

James Hickey, CFA®

Chief Investment Strategist
Joined HD Vest in June 2017